Compliance Assistant
- Redhill
- Posted 9th Feb 2012
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Posted by:
Lloyd Recruitment - Reigate
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Salary:
30000
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Job Type:
Permanent
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Address:
70 High Street
Reigate
Surrey
RH2 9AP
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Contact:
01737 221999
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Reference:
Financial Promotions
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Job Description
Compliance Assistant – Financial Promotions & Compliance Monitoring
Salary: £30,000pa
Location: Redhill
Contract: Permanent
Main Duties
- To provide regulatory experience and expertise in developing and maintaining a compliance culture throughout the business
- To ensure appropriate controls are maintained in accordance with UK and Irish regulatory requirements
- To monitor and audit the company’s compliance with regulatory requirements
- To identify compliance risks that may arise and agree mitigating actions
- To produce timely, accurate and comprehensive reports
- To develop and implement relevant action plans
- To create and maintain a library of applicable regulation
- To produce ad hoc and regular reports
- To ensure compliance in financial promotions by reviewing and approving customer facing documentation, advertising materials and policy terms
- To assist with ad hoc Compliance requests
- To liaise with relevant members of the business, including Executive Committee members
- To work in relation to motor breakdown, domestic emergency, legal expenses, healthcare, medical assistance and travel insurance policies
Skills and Experience
- IT Literate: Microsoft Office, Excel & Word
- Professional Compliance background
- A sound knowledge of the insurance business
- Willingness to travel in the UK and Ireland as required
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